Dallas Securities Fraud Defense Attorney
Federal charges of securities fraud may be brought on the basis of alleged irregularities on the part of financial institutions such as banks, financial managers in corporations and brokers including stock brokers and real estate brokers. When the SEC (Securities Exchange Commission) conducts audits and uncovers major discrepancies, securities fraud charges may result.
Contact the Law Office of John R. Teakell to schedule a consultation regarding any securities fraud investigation or securities fraud charges that have targeted you or your institution in the Dallas-Fort Worth area or anywhere in the state of Texas.
Former Trial Attorney With the SEC
Attorney Teakell has a wealth of experience handling securities fraud claims and other allegations of white collar crime. He is not only a former trial attorney with the Securities Exchange Commission, but is also a federal prosecutor who fully understands what constitutes a well-constructed case against a defendant in a securities fraud defense case. Mr. Teakell is prepared to conduct the necessary investigation, do the necessary analysis, consult with the necessary expert witnesses and construct and present compelling arguments most likely to bring about a favorable outcome including the following:
- Dismissal of charges
- Reduction of charges
- Reduction of penalties
Specific Allegations from the SEC
The Securities Exchange Commission may have brought charges or may have initiated an investigation on the basis of reports or indications of illegal activities such as the following:
- Misconduct of investment advisors
- Breach of fiduciary duty of brokers
- Embezzlement of stocks
- Insider trading
- Accounting fraud
Contact the Law Office of John R. Teakell to schedule a consultation with a Dallas lawyer regarding any financially-related federal criminal charges including securities fraud, money laundering, mail fraud or wire fraud.